XL Independent Financial Advisers Ltd

• Principal Place of Business

  Unit 12-13

  Norfolk House

  Williamsport Way

  Lion Barn Industrial Estate

  Ipswich

  Suffolk

  IP6 8RW

  UNITED KINGDOM

  Phone

  +4401449723526

  Web

  https://www.xlifa.co.uk

• Complaints Contact

  Unit 12-13

  Norfolk House

  Williamsport Way

  Lion Barn Industrial Estate

  Ipswich

  Suffolk

  IP6 8RW

  UNITED KINGDOM

  Phone

  +4401449723526

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Adrian George Gipson

  IRN AGG01060

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (10 Jan 2012 to 8 Dec 2019)
• Alisdair John Hartley

  IRN AXH00148

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (8 Apr 2013 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (14 Jun 2007 to 31 Oct 2007)
• Andrew Mark Bullingham

  IRN AMB00047

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 31 Oct 2007)
  • CF1 Director (17 Jan 2005 to 8 Dec 2019)
• Andrew Robert Bismann

  IRN ARB01305

  • CF30 Customer (1 May 2017 to 3 Oct 2017)
• Christopher John Griggs

  IRN CJG00025

  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 30 Dec 2006)
• Colin Leighton Davies

  IRN CLD00005

  • CF30 Customer (1 Dec 2015 to 3 Oct 2017)
• Daniel Paul Parish

  IRN DXP00115

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2020)
  • [FCA CF] Client dealing (since 10 Dec 2020)
• David Kevin Bailey

  IRN DKB00023

  • CF30 Customer (1 Nov 2007 to 10 Dec 2010)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 31 Oct 2007)
• David William Lawson

  IRN DWL00011

  • CF30 Customer (1 Nov 2007 to 22 Dec 2010)
  • CF11 Money Laundering Reporting (17 Jan 2005 to 1 Aug 2011)
  • CF10 Compliance Oversight (17 Jan 2005 to 1 Aug 2011)
  • CF1 Director (17 Jan 2005 to 5 Apr 2013)
  • CF21 Investment Adviser (17 Jan 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (17 Jan 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (3 Dec 2004 to 1 Aug 2011)
• Kenneth Richard David Petherbridge

  IRN KRP00018

  • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
  • CF22 Investment Adviser (Trainee) (15 Apr 2005 to 31 Oct 2007)

No changes recorded yet.