Christopher John Griggs

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

XL Independent Financial Advisers Ltd (no longer approved here)
FRN 415232
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 30 Dec 2006)
XL2 Ltd (no longer approved here)
FRN 224373
- Employed By (2 Oct 2003 to 19 Oct 2004)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF7 Sole Trader (AR) (13 Aug 2003 to 1 Oct 2003)
- CF21 Investment Adviser (1 Nov 2002 to 1 Oct 2003)
Primus Solutions Suffolk (no longer approved here)
FRN 227468
- (1)Employed By (13 Aug 2003 to 1 Oct 2003)
Canada Life Limited (no longer approved here)
FRN 110394
- CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.