Alisdair John Hartley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XL Independent Financial Advisers Ltd (no longer approved here)

    FRN 415232

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (8 Apr 2013 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (14 Jun 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Jun 2002 to 22 Jun 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.