Andrew Mark Bullingham

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XL Independent Financial Advisers Ltd

    FRN 415232

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (17 Jan 2005 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 31 Oct 2007)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (4 Jan 2005 to 23 Dec 2009)
  • XL2 Ltd (no longer approved here)

    FRN 224373

    • Employed By (4 Jan 2005 to 23 Dec 2009)
  • Compass Independent Financial Services Ltd (no longer approved here)

    FRN 196951

    • Employed By (15 Jul 2002 to 30 Apr 2003)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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