Xconnect Trading Limited

Date authorised
1 April 2013
Companies House
04240845
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor Basildon House
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310610
    Web
    https://www.xconnectgroup.com

  • Complaints Contact

    6th Floor Basildon House
    7-11 Moorgate
    London
    EC2R 6AF
    UNITED KINGDOM
    Phone
    +4402070310610

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractualy based investments)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James McSorley

    IRN JXM80301

    • CF30 Customer (21 May 2020 to 23 Sep 2020)
  • James Paul Huckett

    IRN JPH01138

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • James Paul Marks

    IRN JPM01157

    • CF30 Customer (8 Oct 2012 to 8 Sep 2017)
  • James Richard Beer

    IRN JRB01237

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (14 Apr 2005 to 31 Oct 2007)
  • Jamie Laurence Bryan

    IRN JLB01122

    • CF30 Customer (1 Aug 2012 to 28 Sep 2012)
  • Jan Paul Celotto

    IRN JPC01097

    • CF30 Customer (14 Dec 2011 to 30 Jan 2016)
  • Jason Beecroft

    IRN JXB01441

    • CF30 Customer (10 Feb 2009 to 28 Sep 2009)
    • CF21 Investment Adviser (6 Apr 2006 to 21 Sep 2006)
    • CF26 Customer Trading (6 Apr 2006 to 21 Sep 2006)
  • Jason John Sen

    IRN JJS01038

    • CF30 Customer (30 Jul 2012 to 28 Mar 2013)
  • Jeffrey Wayne Masters

    IRN JWM01060

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Aug 2016 to 8 Dec 2019)
    • CF21 Investment Adviser (26 May 2005 to 4 Aug 2005)
  • Jeremy Edwin John Meakin

    IRN JEM01167

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF26 Customer Trading (22 Jun 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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