Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Xconnect Trading Limited
FRN 403317
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (30 Aug 2016 to 8 Dec 2019)
- CF21 Investment Adviser (26 May 2005 to 4 Aug 2005)
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- CF30 Customer (1 Sep 2015 to 4 Aug 2016)
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- Employed By (13 Jul 2009 to 26 May 2011)
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- CF30 Customer (1 Nov 2007 to 26 May 2011)
- CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.