James Paul Huckett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Xconnect Trading Limited
FRN 403317
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Nov 2019 to 8 Dec 2019)
HOBART CAPITAL MARKETS LLP (no longer approved here)
FRN 593186
- CF30 Customer (4 Mar 2016 to 30 Sep 2019)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (9 Sep 2013 to 23 Jan 2014)
Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF30 Customer (1 Nov 2007 to 15 May 2009)
- CF26 Customer Trading (10 Sep 2003 to 31 Oct 2007)
ITI Capital Limited (no longer approved here)
FRN 171487
- CF26 Customer Trading (7 Apr 2003 to 28 Aug 2003)
LONDON CAPITAL GROUP LIMITED (no longer approved here)
FRN 182110
- CF26 Customer Trading (1 Dec 2001 to 14 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.