Xconnect Trading Limited

• Principal Place of Business

  6th Floor Basildon House

  7-11 Moorgate

  London

  EC2R 6AF

  UNITED KINGDOM

  Phone

  +4402070310610

  Web

  https://www.xconnectgroup.com

• Complaints Contact

  6th Floor Basildon House

  7-11 Moorgate

  London

  EC2R 6AF

  UNITED KINGDOM

  Phone

  +4402070310610

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractualy based investments)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marcus Richard Smith

  IRN MRS01280

  • CF30 Customer (26 Feb 2013 to 20 Sep 2013)
• Maria Ana Khan

  IRN MXK01183

  • CF30 Customer (16 Oct 2014 to 20 Jan 2015)
• Maria Economou

  IRN MXO01654

  • CF11 Money Laundering Reporting (30 Nov 2015 to 3 Mar 2017)
• Mark Andrew Schofield

  IRN MAS01179

  • CF30 Customer (1 Nov 2007 to 11 Oct 2010)
  • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
  • CF26 Customer Trading (14 Mar 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (14 Mar 2006 to 11 Oct 2010)
  • CF10 Compliance Oversight (14 Mar 2006 to 11 Oct 2010)
• Mark Anthony Hamblyn

  IRN MAH01253

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jul 2020)
  • CF30 Customer (23 May 2013 to 8 Dec 2019)
• Mark Christopher Breslin

  IRN MCB01101

  • CF30 Customer (6 Aug 2015 to 31 Aug 2016)
• Mark Christopher Owens Newson-Smith

  IRN MCN01022

  • CF30 Customer (14 Nov 2012 to 6 Oct 2014)
• Mark Christopher Zacharia

  IRN MCZ01001

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
• Mark Daniel Johnson

  IRN MDJ01037

  • CF30 Customer (5 Nov 2008 to 17 Dec 2009)
• Mark Dennis Andrew Mootoo

  IRN MDM01096

  • CF26 Customer Trading (14 Apr 2005 to 4 Aug 2005)

• Xconnect USA Limited

  FRN 1021961 · Appointed 24 Jan 2025 · Tied agent

• Helix Securities LLP (no longer appointed)

  FRN 924305 · Appointed 9 Apr 2020 · Until 1 Nov 2021

• Xconnect Securities Europe Limited (no longer appointed)

  FRN 823917 · Appointed 22 Oct 2018 · Until 1 Nov 2021 · Tied agent

• Xconnect USA Ltd (no longer appointed)

  FRN 790498 · Appointed 4 Oct 2017 · Until 6 Feb 2020 · Tied agent

• Xconnect Securities Limited (no longer appointed)

  FRN 764651 · Appointed 16 Nov 2016 · Until 8 Nov 2017

• FCS Capital Markets Limited (no longer appointed)

  FRN 762803 · Appointed 26 Oct 2016 · Until 10 Jan 2018

No changes recorded yet.