Mark Christopher Owens Newson-Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF30 Customer (4 Feb 2013 to 3 Oct 2014)
Xconnect Trading Limited (no longer approved here)
FRN 403317
- CF30 Customer (14 Nov 2012 to 6 Oct 2014)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (15 Mar 2012 to 8 Oct 2012)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF26 Customer Trading (2 Aug 2005 to 12 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.