Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • CF30 Customer (1 Nov 2007 to 11 Oct 2010)
    • CF10 Compliance Oversight (14 Mar 2006 to 11 Oct 2010)
    • CF11 Money Laundering Reporting (14 Mar 2006 to 11 Oct 2010)
    • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
    • CF26 Customer Trading (14 Mar 2006 to 31 Oct 2007)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.