Xconnect Trading Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
6th Floor Basildon House7-11 MoorgateLondonEC2R 6AFUNITED KINGDOM- Phone
- +4402070310610
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Complaints Contact
6th Floor Basildon House7-11 MoorgateLondonEC2R 6AFUNITED KINGDOM- Phone
- +4402070310610
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractualy based investments)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark James Clackett
IRN MJC01576
- CF30 Customer (1 May 2010 to 21 Apr 2011)
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Mark Jonathan Barnard
IRN MJB01575
- CF30 Customer (4 Jan 2010 to 31 Dec 2012)
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Mark Limbert
IRN MXL01313
- CF30 Customer (1 Nov 2007 to 30 Apr 2010)
- CF1 Director (14 Apr 2005 to 30 Apr 2010)
- CF21 Investment Adviser (14 Apr 2005 to 31 Oct 2007)
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Mark Mwine Kamugisha
IRN MMK01075
- CF30 Customer (13 Feb 2014 to 2 Jan 2015)
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Mark Richard Cosgrove
IRN MRC01100
- [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
- CF30 Customer (24 Jul 2018 to 8 Dec 2019)
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Mark Royston Beardwell
IRN MRB01111
- CF30 Customer (1 Nov 2009 to 21 Nov 2011)
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Mark Weston Shand Hudson
IRN MWH01055
- CF30 Customer (27 May 2016 to 7 Dec 2016)
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Matthew James Aspey-Kent
IRN MJA01156
- [FCA CF] Client dealing (since 11 Jan 2021)
- CF30 Customer (11 Aug 2015 to 10 Nov 2015)
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Matthew Jay Riches
IRN MJR01436
- CF30 Customer (12 May 2014 to 16 Aug 2017)
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Matthias Schildknecht
IRN MXS00588
- [FCA CF] Client dealing (17 Sep 2020 to 18 Jan 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Xconnect USA Limited
FRN 1021961 · Appointed 24 Jan 2025 · Tied agent
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Xconnect Securities Europe Limited (no longer appointed)
FRN 823917 · Appointed 22 Oct 2018 · Until 1 Nov 2021 · Tied agent
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Xconnect USA Ltd (no longer appointed)
FRN 790498 · Appointed 4 Oct 2017 · Until 6 Feb 2020 · Tied agent
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Xconnect Securities Limited (no longer appointed)
FRN 764651 · Appointed 16 Nov 2016 · Until 8 Nov 2017
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FCS Capital Markets Limited (no longer appointed)
FRN 762803 · Appointed 26 Oct 2016 · Until 10 Jan 2018
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.