Xconnect Trading Limited

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FRN: 403317
Date authorised: 1 April 2013
Companies House: 04240845
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

6th Floor Basildon House

7-11 Moorgate

London

EC2R 6AF

UNITED KINGDOM

Phone

+4402070310610

Web

https://www.xconnectgroup.com
Complaints Contact

6th Floor Basildon House

7-11 Moorgate

London

EC2R 6AF

UNITED KINGDOM

Phone

+4402070310610

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractualy based investments)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Max Robert Spurin
IRN MRS01116
- CF30 Customer (16 Jul 2012 to 28 Jun 2013)
Melanie Kathleen Lesley Slade
IRN MKS01046
- CF30 Customer (1 Apr 2009 to 30 Dec 2009)
Michael Croft
IRN MXC01343
- CF26 Customer Trading (12 Jan 2006 to 31 Aug 2006)
- CF21 Investment Adviser (12 Jan 2006 to 31 Aug 2006)
Michael David Elsom
IRN MDE01027
- [FCA CF] Client dealing (since 25 Jun 2021)
Michael David Riddle
IRN MXR10408
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Oct 2022)
- CF11 Money Laundering Reporting (12 Apr 2019 to 8 Dec 2019)
Michael Edward Pearman
IRN MEP01026
- CF30 Customer (3 Oct 2013 to 14 Apr 2014)
Michael John Corbett
IRN MJC01260
- CF30 Customer (23 Dec 2009 to 31 Dec 2009)
Mohamad Rayyan Fathallah
IRN MRF01035
- [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
- CF30 Customer (10 Apr 2013 to 8 Dec 2019)
Mounir Guessous
IRN MXG01294
- CF30 Customer (21 Jan 2017 to 5 Sep 2018)
Nadia Francesca El-Hadery
IRN NFE00004
- CF30 Customer (7 Jan 2013 to 3 Feb 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Xconnect USA Limited
FRN 1021961 · Appointed 24 Jan 2025 · Tied agent
Helix Securities LLP (no longer appointed)
FRN 924305 · Appointed 9 Apr 2020 · Until 1 Nov 2021
Xconnect Securities Europe Limited (no longer appointed)
FRN 823917 · Appointed 22 Oct 2018 · Until 1 Nov 2021 · Tied agent
Xconnect USA Ltd (no longer appointed)
FRN 790498 · Appointed 4 Oct 2017 · Until 6 Feb 2020 · Tied agent
Xconnect Securities Limited (no longer appointed)
FRN 764651 · Appointed 16 Nov 2016 · Until 8 Nov 2017
FCS Capital Markets Limited (no longer appointed)
FRN 762803 · Appointed 26 Oct 2016 · Until 10 Jan 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.