Mohamad Rayyan Fathallah

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Laven Advisors LLP (no longer approved here)
FRN 447282
- CF30 Customer (6 Oct 2021 to 3 Jul 2024)
Xconnect Trading Limited (no longer approved here)
FRN 403317
- [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
- CF30 Customer (10 Apr 2013 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (5 Nov 2004 to 21 May 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (5 Nov 2004 to 21 May 2007)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (19 May 2004 to 28 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.