WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shoina Marie Smith

  IRN SMC01153

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
  • [FCA CF] Client dealing (since 2 Jun 2025)
• Simon Gill

  IRN SJG00050

  • [FCA CF] Functions requiring qualifications (8 Jul 2025 to 22 Sep 2025)
  • [FCA CF] Client dealing (8 Jul 2025 to 22 Sep 2025)
• Simon Graham Cartmell

  IRN SGC00009

  • CF30 Customer (16 Mar 2015 to 1 Jan 2016)
• Simon Stephen Jones

  IRN SSJ00005

  • CF29 Significant management (29 Apr 2016 to 13 Aug 2019)
• Simon William Boswell

  IRN SWB00032

  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)
• Stacy Cushnan

  IRN SXC03060

  • [FCA CF] Functions requiring qualifications (23 May 2022 to 26 May 2023)
  • [FCA CF] Client dealing (23 May 2022 to 26 May 2023)
• Stephanie Frances Clancy

  IRN SXC00668

  • [FCA CF] Functions requiring qualifications (21 Feb 2024 to 23 Feb 2026)
  • [FCA CF] Client dealing (21 Feb 2024 to 23 Feb 2026)
• Stephen Bracegirdle

  IRN SXB00285

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2021)
  • CF30 Customer (19 Oct 2017 to 8 Dec 2019)
• Stephen James Evans

  IRN SJE00007

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
• Stephen John Bingham

  IRN SJB00027

  • [FCA CF] Client dealing (11 Nov 2022 to 30 Jun 2025)
  • [FCA CF] Functions requiring qualifications (11 Nov 2022 to 30 Jun 2025)

No changes recorded yet.