Shoina Marie Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
    • [FCA CF] Client dealing (since 2 Jun 2025)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (27 Feb 2008 to 17 May 2013)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 20 Dec 2007)
    • CF21 Investment Adviser (18 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Mar 2003 to 18 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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