Stephen Bracegirdle

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 4 May 2022)
    • CF30 Customer (since 3 May 2022)
    • [FCA CF] Client dealing (since 29 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2022)
  • Mandarin Wealth Limited

    FRN 956982

    • (12)Employed By (since 3 May 2022)
  • MURRAY SMITH FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 446500

    • [FCA CF] Functions requiring qualifications (29 Nov 2021 to 14 Feb 2022)
    • [FCA CF] Client dealing (29 Nov 2021 to 14 Feb 2022)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2021)
    • CF30 Customer (19 Oct 2017 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (25 May 2016 to 21 Jul 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (19 May 2011 to 21 Aug 2013)
    • CF21 Investment Adviser (10 Jan 2002 to 31 Oct 2007)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (10 Jan 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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