WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew James Baseden Butt

  IRN MXB00774

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
• Matthew Leslie Goy

  IRN MXG00153

  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Matthew Raymond Short

  IRN MRS01275

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
  • [FCA CF] Client dealing (since 28 Nov 2025)
• Matthew Robert Bell

  IRN MRB00045

  • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 28 Jul 2023)
  • [FCA CF] Client dealing (1 Mar 2021 to 28 Jul 2023)
• Matthew Rusher

  IRN MXR01148

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Apr 2026)
  • [FCA CF] Functions requiring qualifications (since 21 Apr 2026)
• Matthew Steven Akers

  IRN MSA01126

  • CF30 Customer (4 Apr 2016 to 31 Jan 2018)
• Matthew Stuart Hackett

  IRN MSH01120

  • CF30 Customer (16 Mar 2015 to 10 Apr 2015)
• Matthew Taylor

  IRN MXT00455

  • [FCA CF] Client dealing (12 Dec 2022 to 10 May 2024)
• Maxine Tracey Levers-Riley

  IRN MTL00013

  • [FCA CF] Manager of certification employee (23 Jun 2022 to 31 Oct 2022)
• Melissa Beth Diane Ellis

  IRN MXE00214

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Sep 2024)
  • [FCA CF] Client dealing (since 30 Sep 2024)

No changes recorded yet.