Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MRIB Limited
FRN 454705
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 19 Feb 2025)
- [FCA CF] Client dealing (since 1 Dec 2023)
- [FCA CF] Functions requiring qualifications (since 31 Oct 2020)
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- CF30 Customer (16 Mar 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 11 Apr 2013)
- CF22 Investment Adviser (Trainee) (28 Feb 2007 to 31 Oct 2007)
- CF21 Investment Adviser (2 May 2002 to 15 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.