Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MRIB Limited

    FRN 454705

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 19 Feb 2025)
    • [FCA CF] Client dealing (since 1 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2020)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 11 Apr 2013)
    • CF22 Investment Adviser (Trainee) (28 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 May 2002 to 15 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.