Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 21 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 21 Mar 2025)
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- [FCA CF] Client dealing (11 Feb 2025 to 28 Feb 2025)
- [FCA CF] Functions requiring qualifications (11 Feb 2025 to 28 Feb 2025)
- CF30 Customer (11 Mar 2024 to 11 Feb 2025)
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- Employed By (11 Mar 2024 to 11 Feb 2025)
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- Appointed representative dealing with clients for which they require qualification (30 Dec 2020 to 5 Jun 2024)
- CF30 Customer (29 Dec 2020 to 28 May 2024)
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- CF30 Customer (4 Apr 2016 to 31 Jan 2018)
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- CF30 Customer (29 Jun 2011 to 31 Jul 2012)
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- CF30 Customer (25 Feb 2010 to 5 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.