Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 21 Mar 2025)
  • My Pension Expert Limited (no longer approved here)

    FRN 579999

    • [FCA CF] Client dealing (11 Feb 2025 to 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (11 Feb 2025 to 28 Feb 2025)
    • CF30 Customer (11 Mar 2024 to 11 Feb 2025)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (11 Mar 2024 to 11 Feb 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (30 Dec 2020 to 5 Jun 2024)
    • CF30 Customer (29 Dec 2020 to 28 May 2024)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (4 Apr 2016 to 31 Jan 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (29 Jun 2011 to 31 Jul 2012)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (25 Feb 2010 to 5 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.