Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Skipton Building Society
FRN 153706
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Oct 2019)
- [FCA CF] Functions requiring qualifications (since 26 May 2017)
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- CF30 Customer (16 Mar 2015 to 10 Apr 2015)
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- Employed By (15 Feb 2013 to 8 Nov 2013)
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- CF30 Customer (15 Feb 2013 to 8 Nov 2013)
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- CF30 Customer (25 May 2011 to 11 Nov 2012)
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- CF30 Customer (22 Sep 2008 to 17 May 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.