WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Janine Scruton

  IRN JXS00933

  • [FCA CF] Manager of certification employee (4 Jan 2021 to 21 Jun 2023)
  • [FCA CF] Client dealing (4 Jan 2021 to 21 Jun 2023)
• Jasbinder Singh Dhindsa

  IRN JSD01093

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2021)
  • CF30 Customer (20 Sep 2018 to 8 Dec 2019)
• Jasmit Bahia

  IRN JXB00585

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (16 Aug 2023 to 31 Mar 2024)
  • [FCA CF] Functions requiring qualifications (16 Aug 2023 to 31 Mar 2024)
• Jason Anthony McGuigan

  IRN JXM01740

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
  • [FCA CF] Client dealing (since 11 Jul 2022)
  • [FCA CF] Manager of certification employee (since 11 Jul 2022)
• Jason William Strain

  IRN JWS00035

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 1 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
  • [FCA CF] Manager of certification employee (since 1 Feb 2023)
• Jeanette Guy

  IRN JXG00060

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
• Jeffrey Ralston

  IRN DJR00011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
  • [FCA CF] Manager of certification employee (since 1 Jun 2023)
  • [FCA CF] Client dealing (since 1 Jun 2023)
• Jemma Wilson

  IRN JET01090

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2024)
• Jenifer Gould

  IRN JXG00614

  • [FCA CF] Client dealing (27 Feb 2023 to 10 May 2024)
• Jennifer Barnes

  IRN JXB01591

  • [FCA CF] Client dealing (10 Aug 2023 to 31 May 2024)

No changes recorded yet.