Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
    • [FCA CF] Manager of certification employee (since 11 Jul 2022)
    • [FCA CF] Client dealing (since 11 Jul 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2022)
    • CF1 Director (AR) (20 Oct 2017 to 5 Dec 2017)
    • CF30 Customer (12 Apr 2016 to 1 Jul 2022)
    • CF4 Partner (AR) (12 Apr 2016 to 1 Jul 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (20 Oct 2017 to 5 Dec 2017)
    • CF4 Partner (AR) (12 Apr 2016 to 1 Jul 2022)
  • Critchleys Financial Planning LLP (no longer approved here)

    FRN 743653

    • Employed By (12 Apr 2016 to 1 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.