Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
- [FCA CF] Manager of certification employee (since 11 Jul 2022)
- [FCA CF] Client dealing (since 11 Jul 2022)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2022)
- CF1 Director (AR) (20 Oct 2017 to 5 Dec 2017)
- CF30 Customer (12 Apr 2016 to 1 Jul 2022)
- CF4 Partner (AR) (12 Apr 2016 to 1 Jul 2022)
-
- CF1 Director (AR) (20 Oct 2017 to 5 Dec 2017)
- CF4 Partner (AR) (12 Apr 2016 to 1 Jul 2022)
-
- Employed By (12 Apr 2016 to 1 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.