Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • Appointed representative dealing with clients for which they require qualification (8 Oct 2024 to 5 Jan 2026)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2024)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (8 Apr 2011 to 17 Sep 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (23 Jan 2009 to 30 Apr 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 15 Feb 2009)
    • CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Apr 2005 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.