Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (8 Oct 2024 to 5 Jan 2026)
-
- [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2024)
-
- CF30 Customer (8 Apr 2011 to 17 Sep 2012)
-
- CF30 Customer (23 Jan 2009 to 30 Apr 2010)
-
- CF30 Customer (1 Nov 2007 to 15 Feb 2009)
- CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Apr 2005 to 14 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.