WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Joseph Stokes

  IRN AJS01369

  • [PRA CF] Key function holder (9 Dec 2019 to 11 Oct 2023)
• Alistair Stewart McNeil

  IRN ASM00027

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Sep 2019 to 8 Dec 2019)
• Alister John Link

  IRN AJL00017

  • CF30 Customer (16 Mar 2015 to 27 Apr 2016)
• Allan Kinnaird

  IRN AXK00081

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2022)
  • CF30 Customer (22 Feb 2016 to 8 Dec 2019)
• Allen Ward

  IRN AXW15296

  • [FCA CF] Functions requiring qualifications (23 Aug 2021 to 23 Apr 2024)
  • [FCA CF] Client dealing (23 Aug 2021 to 23 Apr 2024)
• Amanda Jayne Featherstone

  IRN AXF00267

  • [FCA CF] Manager of certification employee (1 Apr 2021 to 21 Jun 2023)
  • [FCA CF] Client dealing (1 Apr 2021 to 21 Jun 2023)
• Amy Linley

  IRN AXL00227

  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)
• Andrew Beaton

  IRN AXB00433

  • [FCA CF] Client dealing (10 Jun 2025 to 27 Apr 2026)
  • [FCA CF] Functions requiring qualifications (10 Jun 2025 to 27 Apr 2026)
• Andrew Brian Hunt

  IRN ABH00005

  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
  • CF30 Customer (7 Jun 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 Jun 2016 to 7 Jun 2018)
  • CF28 Systems and controls (13 Jun 2016 to 7 Jun 2018)
• Andrew Burke

  IRN BXA01096

  • [FCA CF] Client dealing (27 Feb 2023 to 31 Dec 2023)

No changes recorded yet.