Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 11. Pension transfer specialist
- [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
- CF30 Customer (7 Jun 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Jun 2016 to 7 Jun 2018)
- CF28 Systems and controls (13 Jun 2016 to 7 Jun 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.