WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Miller Carrol

  IRN DMC01212

  • CF30 Customer (16 Mar 2015 to 5 Jun 2015)
• David Robert Duncan

  IRN DXD00021

  • [FCA CF] Client dealing (15 Nov 2021 to 10 Jun 2024)
  • [FCA CF] Functions requiring qualifications (15 Nov 2021 to 10 Jun 2024)
• David Robert Stokes

  IRN DRS01219

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
  • [FCA CF] Client dealing (since 1 Feb 2023)
• David Shelton

  IRN DXS00363

  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)
• David Thomas Atkinson

  IRN DTA00002

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Mar 2023)
  • CF11 Money Laundering Reporting (21 May 2018 to 8 Dec 2019)
• David Waters

  IRN DXW00275

  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)
• David William Simons

  IRN DWS00030

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Dawn Henry

  IRN DXH00602

  • [FCA CF] Client dealing (5 Sep 2022 to 10 May 2024)
• Dean Baldwin

  IRN DXB00049

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
• Dean Ritchie

  IRN DXR01565

  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 22 Apr 2020)

No changes recorded yet.