David Thomas Atkinson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Mar 2023)
- CF11 Money Laundering Reporting (21 May 2018 to 8 Dec 2019)
Advisory Insurance Brokers Limited (no longer approved here)
FRN 313250
- CF11 Money Laundering Reporting (8 Dec 2009 to 30 Jun 2010)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF21 Investment Adviser (22 Oct 2003 to 30 Nov 2004)
- CF22 Investment Adviser (Trainee) (3 Oct 2003 to 22 Oct 2003)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.