David Robert Duncan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Client dealing (24 Jun 2024 to 7 Feb 2025)
    • [FCA CF] Functions requiring qualifications (24 Jun 2024 to 7 Feb 2025)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (15 Nov 2021 to 10 Jun 2024)
    • [FCA CF] Client dealing (15 Nov 2021 to 10 Jun 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Nov 2020 to 5 Nov 2021)
    • CF30 Customer (26 Oct 2020 to 5 Nov 2021)
  • Moran Wealth Management Ltd (no longer approved here)

    FRN 515936

    • (1)Employed By (26 Oct 2020 to 5 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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