Dean Baldwin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
    • [FCA CF] Client dealing (since 12 Jan 2026)
  • Brunsdon Financial Services Limited

    FRN 533831

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2026)
    • CF1 Director (15 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (4 Jan 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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