Brunsdon Financial Services Limited

• Principal Place of Business

  Goodridge House

  Goodridge Avenue

  Gloucester

  Gloucestershire

  GL2 5EA

  UNITED KINGDOM

  Phone

  +4401452623623

  Web

  https://www.brunsdonfinancial.co.uk

• Complaints Contact

  Goodridge House

  Goodridge Avenue

  Gloucester

  Gloucestershire

  GL2 5EA

  UNITED KINGDOM

  Phone

  +4401452623623

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex Nigel Bound

  IRN ANB01039

  • CF30 Customer (4 Jan 2011 to 28 Sep 2014)
• Andrew Michael Jones

  IRN AMJ00016

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Mar 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
  • CF30 Customer (5 Sep 2013 to 8 Dec 2019)
• Anna Vallender

  IRN AXV00193

  • [FCA CF] Manager of certification employee (since 4 Sep 2023)
• Beverley Jayne House

  IRN BXS00143

  • CF1 Director (AR) (18 Mar 2021 to 8 Jan 2026)
  • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 8 Jan 2026)
• Brian Geoffrey Morman

  IRN BGM00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
  • [FCA CF] Client dealing (since 1 Mar 2020)
  • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2026)
  • CF1 Director (AR) (10 Jan 2018 to 16 Jun 2023)
  • CF30 Customer (4 Jan 2011 to 8 Dec 2019)
  • CF1 Director (4 Jan 2011 to 8 Dec 2019)
• Clive Raymond Thomas

  IRN CRT01087

  • CF1 Director (AR) (28 Jul 2022 to 8 Jan 2026)
  • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2026)
  • CF1 Director (15 Mar 2018 to 8 Dec 2019)
• Curtis Alex Mansfield

  IRN CXM01021

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Oct 2023)
  • [FCA CF] Client dealing (since 31 Oct 2023)
• Daniel Revell

  IRN DXR00126

  • CF1 Director (AR) (5 Feb 2021 to 27 May 2023)
  • Appointed representative dealing with clients for which they require qualification (5 Feb 2021 to 27 May 2023)
• David Kelly

  IRN DXK01674

  • SMF3 Executive Director (since 22 Apr 2026)
• Dean Baldwin

  IRN DXB00049

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
  • [FCA CF] Client dealing (since 1 Mar 2020)
  • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2026)
  • CF1 Director (15 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (4 Jan 2011 to 8 Dec 2019)

• Brunsdon Estate Planning Ltd (no longer appointed)

  FRN 981059 · Appointed 17 Aug 2022 · Until 12 Jun 2023

• B Mortgage Services Limited (no longer appointed)

  FRN 938251 · Appointed 11 Nov 2020 · Until 8 Jan 2026

• Brunsdon Employee Benefits Limited (no longer appointed)

  FRN 777842 · Appointed 1 May 2017 · Until 19 Jun 2023

No changes recorded yet.