Alex Nigel Bound

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 6 Jan 2020)
- [FCA CF] Client dealing (since 6 Jan 2020)
- CF30 Customer (since 3 Jan 2020)
- CF1 Director (AR) (since 3 Jan 2020)
Bound (Gloucester) Limited
FRN 914877
- Employed By (since 3 Jan 2020)
Croft & Oakes Financial Planners Limited (no longer approved here)
FRN 731020
- CF30 Customer (1 Feb 2018 to 31 Oct 2019)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- CF30 Customer (12 Dec 2014 to 31 Jan 2018)
Brunsdon Financial Services Limited (no longer approved here)
FRN 533831
- CF30 Customer (4 Jan 2011 to 28 Sep 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.