WPS ADVISORY Ltd

Date authorised
22 September 2014
Companies House
08874015
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    W P S Advisory Ltd
    Suite A, 5th Floor
    West One
    Forth Banks
    Newcastle Upon Tyne
    NE1 3PA
    UNITED KINGDOM
    Phone
    +441332220777
    Web
    https://www.wpsadvisory.com

  • Complaints Contact

    W P S Advisory Ltd
    West One
    Forth Banks
    Newcastle Upon Tyne
    NE1 3PA
    UNITED KINGDOM
    Phone
    +441332220777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarika Chandarana

    IRN SXC02119

    • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 1 Sep 2021)
  • Shebaz Ahmed

    IRN SXA00231

    • [FCA CF] Functions requiring qualifications (3 Aug 2022 to 9 Jun 2025)
  • Simon George Chrystal

    IRN SGC00026

    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 26 Jun 2019)
    • SMF2 Chief Finance (9 Dec 2019 to 23 Sep 2024)
    • CF3 Chief Executive (12 Sep 2018 to 8 Dec 2019)
    • CF1 Director (12 Sep 2018 to 8 Dec 2019)
  • Simon John Litchfield

    IRN SJL00042

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2023)
  • Timothy Patrick Harries

    IRN TPH01076

    • SMF4 Chief Risk (21 Apr 2020 to 26 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Nov 2023)
    • CF11 Money Laundering Reporting (16 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.