Timothy Patrick Harries

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • SMF4 Chief Risk (21 Apr 2020 to 26 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Nov 2023)
    • CF10 Compliance Oversight (16 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.