Simon John Litchfield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WPS ADVISORY Ltd

    FRN 624546

    • 11. Pension transfer specialist
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2023)
  • GROVE PENSION SOLUTIONS LTD (no longer approved here)

    FRN 465051

    • [FCA CF] Client dealing (10 Feb 2023 to 11 May 2023)
    • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 11 May 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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