Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Jan 2026)
    • [FCA CF] Functions requiring qualifications (10 Oct 2022 to 20 Dec 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Jan 2026)
    • [FCA CF] Functions requiring qualifications (10 Oct 2022 to 20 Dec 2023)
  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 1 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.