WMG Advisors LLP

Date authorised
1 April 2013
Companies House
OC309503
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bond Street House
    3rd floor
    14 Clifford Street
    London
    W1S 4JU
    UNITED KINGDOM
    Phone
    +4402074918844
    Web
    https://www.wmgfunds.com

  • Complaints Contact

    Bond Street House
    3rd Floor
    14 Clifford Street
    London
    W1S 4JU
    UNITED KINGDOM
    Phone
    +442074918844

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katalin Partridge

    IRN SXK01274

    • CF30 Customer (3 Aug 2015 to 7 Oct 2016)
  • Keith Wookey

    IRN KXW01315

    • CF30 Customer (1 Nov 2007 to 19 Aug 2008)
    • CF26 Customer Trading (17 Apr 2007 to 31 Oct 2007)
  • Leila Mestoyeva

    IRN MXL01683

    • CF30 Customer (11 Mar 2008 to 31 Aug 2008)
  • Mark Justin Truman

    IRN MJT01095

    • CF30 Customer (13 Jul 2015 to 11 Apr 2017)
  • Mehmet Dalman

    IRN MXS01365

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (6 Jan 2012 to 8 Dec 2019)
    • CF4 Partner (6 Jan 2012 to 8 Dec 2019)
    • CF29 Significant management (6 Jan 2012 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (27 May 2005 to 31 Oct 2007)
    • CF27 Investment Management (27 May 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (27 May 2005 to 31 Oct 2007)
    • CF3 Chief Executive (27 May 2005 to 1 Sep 2008)
  • Michael john Edmund Cooke

    IRN MXC00469

    • [FCA CF] Client dealing (since 19 Mar 2021)
  • Nicholas Charles Legh

    IRN NCL01010

    • CF23 Corporate Finance Adviser (3 Jan 2006 to 10 Oct 2006)
  • Nicholas Davenport Street

    IRN NDS01037

    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Nils Helge Blum

    IRN NHB01016

    • CF10 Compliance Oversight (12 Sep 2008 to 2 Aug 2010)
    • CF3 Chief Executive (12 Sep 2008 to 2 Aug 2010)
    • CF11 Money Laundering Reporting (12 Sep 2008 to 2 Aug 2010)
    • CF30 Customer (1 Nov 2007 to 2 Aug 2010)
    • CF27 Investment Management (5 Jun 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (3 Jan 2006 to 31 Oct 2007)
  • Oliver George Kamm

    IRN OGK01001

    • CF30 Customer (1 Nov 2007 to 3 Jul 2008)
    • CF27 Investment Management (26 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Jun 2005 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.