Nils Helge Blum

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WMG Advisors LLP (no longer approved here)

    FRN 419405

    • CF3 Chief Executive (12 Sep 2008 to 2 Aug 2010)
    • CF10 Compliance Oversight (12 Sep 2008 to 2 Aug 2010)
    • CF11 Money Laundering Reporting (12 Sep 2008 to 2 Aug 2010)
    • CF30 Customer (1 Nov 2007 to 2 Aug 2010)
    • CF27 Investment Management (5 Jun 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (3 Jan 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF23 Corporate Finance Adviser (6 Nov 2002 to 13 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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