Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • CF29 Significant management (6 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (6 Jan 2012 to 8 Dec 2019)
    • CF4 Partner (6 Jan 2012 to 8 Dec 2019)
    • CF3 Chief Executive (27 May 2005 to 1 Sep 2008)
    • CF21 Investment Adviser (27 May 2005 to 31 Oct 2007)
    • CF27 Investment Management (27 May 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (27 May 2005 to 31 Oct 2007)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF2 Non Executive Director (5 Oct 2017 to 8 Dec 2019)
  • Toscafund Asset Management LLP (no longer approved here)

    FRN 454907

    • CF29 Significant management (4 Jul 2008 to 5 Jan 2012)
    • CF4 Partner (4 Jul 2008 to 5 Jan 2012)
    • CF30 Customer (4 Jul 2008 to 5 Jan 2012)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Sep 2004)
    • CF9 EEA Investment Business Oversight (1 Dec 2001 to 16 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.