Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WMG Advisors LLP
FRN 419405
- SMF27 Partner (since 9 Dec 2019)
- CF29 Significant management (6 Jan 2012 to 8 Dec 2019)
- CF30 Customer (6 Jan 2012 to 8 Dec 2019)
- CF4 Partner (6 Jan 2012 to 8 Dec 2019)
- CF3 Chief Executive (27 May 2005 to 1 Sep 2008)
- CF21 Investment Adviser (27 May 2005 to 31 Oct 2007)
- CF27 Investment Management (27 May 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (27 May 2005 to 31 Oct 2007)
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- CF2 Non Executive Director (5 Oct 2017 to 8 Dec 2019)
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- CF29 Significant management (4 Jul 2008 to 5 Jan 2012)
- CF4 Partner (4 Jul 2008 to 5 Jan 2012)
- CF30 Customer (4 Jul 2008 to 5 Jan 2012)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Sep 2004)
- CF9 EEA Investment Business Oversight (1 Dec 2001 to 16 May 2002)
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.