WMG Advisors LLP

• Principal Place of Business

  Bond Street House

  3rd floor

  14 Clifford Street

  London

  W1S 4JU

  UNITED KINGDOM

  Phone

  +4402074918844

  Web

  https://www.wmgfunds.com

• Complaints Contact

  Bond Street House

  3rd Floor

  14 Clifford Street

  London

  W1S 4JU

  UNITED KINGDOM

  Phone

  +442074918844

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Caroline Michelle Valavanis

  IRN CXV01026

  • CF30 Customer (1 Nov 2007 to 19 Aug 2008)
  • CF21 Investment Adviser (19 Jan 2007 to 31 Oct 2007)
• Christopher Maelor Jones

  IRN CMJ01028

  • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
  • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
• Clifford Paul Dent

  IRN CPD01025

  • [FCA CF] Client dealing (since 25 Mar 2021)
  • CF30 Customer (19 Feb 2019 to 8 Dec 2019)
• Clive James Bastow

  IRN CJB01187

  • CF21 Investment Adviser (9 Aug 2005 to 31 Dec 2005)
• Daniel Shai Baum

  IRN DXB00943

  • [FCA CF] Client dealing (since 18 Jan 2024)
• Didem Erendil Turcan

  IRN DXE00089

  • [FCA CF] Client dealing (since 20 Mar 2021)
• Eduardo Consolini Bastida

  IRN EXC01176

  • CF21 Investment Adviser (20 Sep 2005 to 26 Apr 2006)
• Elizabeth Louise Glyn

  IRN ELG01005

  • CF27 Investment Management (1 Aug 2005 to 30 Sep 2006)
• Firdavskhon Shakhidi

  IRN FXS01264

  • CF30 Customer (10 Jul 2012 to 5 Jun 2017)
• Gordon Matthew Morrison

  IRN GMM01033

  • CF27 Investment Management (10 Aug 2005 to 10 Mar 2006)
  • CF21 Investment Adviser (10 Aug 2005 to 10 Mar 2006)

No changes recorded yet.