Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WMG Advisors LLP
FRN 419405
- [FCA CF] Client dealing (since 25 Mar 2021)
- CF30 Customer (19 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (3 Sep 2013 to 6 Mar 2016)
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- CF30 Customer (26 Oct 2012 to 14 Aug 2013)
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- CF30 Customer (8 Sep 2011 to 2 Nov 2012)
- CF4 Partner (8 Sep 2011 to 2 Nov 2012)
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- CF30 Customer (7 Apr 2008 to 27 Oct 2008)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (18 Jul 2005 to 18 Oct 2006)
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- CF21 Investment Adviser (23 Jul 2002 to 6 Jun 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.