Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • SMF4 Chief Risk (17 Dec 2021 to 9 Mar 2023)
    • [FCA CF] Significant management (27 Feb 2017 to 17 Dec 2021)
    • [FCA CF] Manager of certification employee (27 Feb 2017 to 17 Dec 2021)
    • CF30 Customer (3 Dec 2010 to 17 Dec 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Material risk taker (27 Feb 2017 to 11 Dec 2018)
    • [FCA CF] Significant management (27 Feb 2017 to 11 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (27 Feb 2017 to 11 Dec 2018)
    • [FCA CF] Manager of certification employee (27 Feb 2017 to 11 Dec 2018)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Manager of certification employee (27 Feb 2017 to 25 Feb 2018)
    • [FCA CF] Significant management (27 Feb 2017 to 25 Feb 2018)
  • WMG Advisors LLP (no longer approved here)

    FRN 419405

    • CF21 Investment Adviser (20 Sep 2005 to 26 Apr 2006)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (19 Jun 2003 to 10 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.