Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF4 Chief Risk (17 Dec 2021 to 9 Mar 2023)
- [FCA CF] Significant management (27 Feb 2017 to 17 Dec 2021)
- [FCA CF] Manager of certification employee (27 Feb 2017 to 17 Dec 2021)
- CF30 Customer (3 Dec 2010 to 17 Dec 2013)
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- [FCA CF] Material risk taker (27 Feb 2017 to 11 Dec 2018)
- [FCA CF] Significant management (27 Feb 2017 to 11 Dec 2018)
- [PRA CF] Significant risk taker or Material risk taker (27 Feb 2017 to 11 Dec 2018)
- [FCA CF] Manager of certification employee (27 Feb 2017 to 11 Dec 2018)
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- [FCA CF] Manager of certification employee (27 Feb 2017 to 25 Feb 2018)
- [FCA CF] Significant management (27 Feb 2017 to 25 Feb 2018)
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- CF21 Investment Adviser (20 Sep 2005 to 26 Apr 2006)
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- CF21 Investment Adviser (19 Jun 2003 to 10 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.