Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 28 Nov 2011)
    • CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
  • WMG Advisors LLP (no longer approved here)

    FRN 419405

    • CF21 Investment Adviser (10 Aug 2005 to 10 Mar 2006)
    • CF27 Investment Management (10 Aug 2005 to 10 Mar 2006)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.