Winton Capital Management Limited

Date authorised
1 April 2013
Companies House
03311531
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Winton Capital
    1 Hoopers Court
    London
    Kensington And Chelsea
    SW3 1AF
    UNITED KINGDOM
    Phone
    +442085765800
    Web
    https://www.winton.com

  • Complaints Contact

    Winton Capital
    1 Hoopers Court
    London
    Kensington And Chelsea
    SW3 1AF
    UNITED KINGDOM
    Phone
    +442085765800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Moss

    IRN AJM01526

    • CF1 Director (5 Aug 2016 to 23 Apr 2019)
    • CF29 Significant management (2 Feb 2015 to 5 Aug 2016)
    • CF30 Customer (1 Nov 2007 to 23 Apr 2019)
    • CF26 Customer Trading (8 Apr 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
  • Andrew James Norman

    IRN AJN01081

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Jun 2011 to 8 Dec 2019)
  • Andrew Newman Bastow

    IRN ANB01065

    • CF1 Director (16 Nov 2010 to 31 Oct 2012)
  • Anne Marcelle Jeanne Delaunay

    IRN AMD01140

    • [FCA CF] Client dealing (since 20 Feb 2025)
  • Anthony Hamilton Daniell

    IRN AHD01021

    • CF2 Non Executive Director (1 Jan 2013 to 8 Dec 2019)
    • CF3 Chief Executive (30 Nov 2010 to 1 Jan 2013)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (28 Sep 2006 to 1 Jan 2013)
    • CF21 Investment Adviser (21 Oct 2004 to 31 Oct 2007)
  • Aron Cooper

    IRN AXC01749

    • [FCA CF] Manager of certification employee (since 18 Sep 2024)
    • [FCA CF] Client dealing (since 18 Sep 2024)
  • Barry Grandison

    IRN BXG01158

    • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
    • CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Aug 2003 to 1 Feb 2006)
    • CF26 Customer Trading (29 Aug 2003 to 31 Oct 2007)
  • Barry James McCaldin

    IRN BJM01089

    • CF30 Customer (20 Jun 2014 to 4 Sep 2017)
  • Benjamin Lamping

    IRN BXL01251

    • CF30 Customer (17 Jun 2015 to 14 Aug 2017)
  • Bernard Henry Denis, III

    IRN BHD01015

    • CF30 Customer (30 Jan 2015 to 10 May 2016)
    • CF11 Money Laundering Reporting (30 Jan 2015 to 10 May 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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