Winton Capital Management Limited

• Principal Place of Business

  Winton Capital

  1 Hoopers Court

  London

  Kensington And Chelsea

  SW3 1AF

  UNITED KINGDOM

  Phone

  +442085765800

  Web

  https://www.winton.com

• Complaints Contact

  Winton Capital

  1 Hoopers Court

  London

  Kensington And Chelsea

  SW3 1AF

  UNITED KINGDOM

  Phone

  +442085765800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of Retail Clients Only, unable to carry on the MiFID investment service and activity of reception and transmission of orders in relation to one or more financial instruments (Annex 1, Section A1 of MiFID).

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bhavesh Majevadia

  IRN BXM01359

  • CF30 Customer (1 Nov 2007 to 22 Aug 2016)
  • CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 Aug 2003 to 1 Feb 2006)
  • CF26 Customer Trading (29 Aug 2003 to 31 Oct 2007)
• Bhavik Shah

  IRN BXS01474

  • CF30 Customer (21 Dec 2015 to 8 Dec 2019)
• Brian Gordon Draper

  IRN BGD01011

  • CF1 Director (11 Apr 2002 to 28 Apr 2003)
• Bruce John MacDonald

  IRN BJM01092

  • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
  • CF27 Investment Management (19 Jul 2007 to 31 Oct 2007)
  • CF26 Customer Trading (19 Jul 2007 to 31 Oct 2007)
• Carl Jakob Kule Palmstierna

  IRN CJP01175

  • CF30 Customer (27 Mar 2009 to 13 Mar 2013)
• Carsten Joerg Schmitz

  IRN CJS01385

  • [FCA CF] Significant management (25 Jun 2020 to 30 Sep 2025)
  • [FCA CF] Material risk taker (25 Jun 2020 to 30 Sep 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (5 Sep 2016 to 8 Dec 2019)
• Caspar Giehr

  IRN CXG00555

  • [FCA CF] Client dealing (since 21 Oct 2024)
• Charles John Allard

  IRN CJA01113

  • CF30 Customer (1 Nov 2007 to 2 Apr 2014)
  • CF21 Investment Adviser (17 Aug 2006 to 31 Oct 2007)
• Chloe (Rie) Magic

  IRN CXR00425

  • [FCA CF] Client dealing (since 10 May 2022)
• Christina Marie Perri

  IRN CMP01129

  • CF30 Customer (9 Jul 2012 to 8 Oct 2012)

No changes recorded yet.