Barry James McCaldin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sapia Partners LLP (no longer approved here)
FRN 550103
- CF30 Customer (20 Jul 2023 to 8 Dec 2023)
PRISM GLOBAL (UKEUR) LIMITED (no longer approved here)
FRN 999737
- (1)Employed By (20 Jul 2023 to 8 Dec 2023)
Fulcrum Asset Management LLP (no longer approved here)
FRN 230683
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
- CF30 Customer (18 Apr 2018 to 8 Dec 2019)
Winton Capital Management Limited (no longer approved here)
FRN 184258
- CF30 Customer (20 Jun 2014 to 4 Sep 2017)
Laven Advisors LLP (no longer approved here)
FRN 447282
- CF1 Director (AR) (7 Jun 2013 to 17 Apr 2014)
- CF30 Customer (7 Jun 2013 to 17 Apr 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.