Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Feb 2023 to 28 Sep 2023)
- CF1 Director (AR) (4 Dec 2021 to 28 Sep 2023)
- CF30 Customer (4 Dec 2021 to 28 Sep 2023)
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- CF1 Director (5 Aug 2016 to 23 Apr 2019)
- CF29 Significant management (2 Feb 2015 to 5 Aug 2016)
- CF30 Customer (1 Nov 2007 to 23 Apr 2019)
- CF26 Customer Trading (8 Apr 2005 to 31 Oct 2007)
- CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.