Date authorised
1 April 2013
Companies House
OC374783
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Stamford Street
    London
    SE1 9LS
    UNITED KINGDOM
    Phone
    +4402078395081
  • Complaints Contact

    30 Stamford Street
    London
    SE1 9LS
    UNITED KINGDOM
    Phone
    +4402078395081

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

    Show 1 limitation
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · With effect from 22 July 2022, Helford Capital Partners LLP may only appoint a maximum of 10 Appointed Representatives
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Root Risk Management Ltd

    IRN XXR01097

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (8 Jan 2013 to 8 Dec 2019)
  • Adam Peter Grimsley

    IRN APG01119

    • CF30 Customer (22 Aug 2018 to 1 Jul 2019)
  • Admire Chatiza

    IRN AXC00958

    • [FCA CF] Client dealing (since 12 Apr 2023)
    • CF30 Customer (since 30 Nov 2022)
    • CF4 Partner (AR) (since 30 Nov 2022)
  • Aleksander Michal Kloda

    IRN AXK13163

    • CF1 Director (AR) (28 Mar 2019 to 7 Jun 2021)
    • CF30 Customer (28 Mar 2019 to 7 Jun 2021)
  • Alex Upton

    IRN AXU00033

    • CF1 Director (AR) (9 Sep 2021 to 3 Feb 2022)
    • CF30 Customer (9 Sep 2021 to 3 Feb 2022)
  • Alexander Darre

    IRN AXD01240

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (26 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (26 Nov 2013 to 8 Dec 2019)
  • Alexander Harris

    IRN AXH01252

    • CF30 Customer (since 7 Jan 2026)
    • CF1 Director (AR) (since 7 Jan 2026)
    • [FCA CF] Client dealing (since 3 Mar 2025)
  • Amauri Roger Vincent Frantz

    IRN ARF01068

    • CF30 Customer (9 Sep 2015 to 28 Feb 2018)
    • CF1 Director (AR) (9 Sep 2015 to 28 Feb 2018)
  • Amr Diab

    IRN AXD01372

    • CF1 Director (AR) (7 May 2021 to 27 Mar 2023)
    • CF30 Customer (7 May 2021 to 27 Mar 2023)
  • Anastasios Akpitidis

    IRN AXA02606

    • SMF27 Partner (9 Dec 2019 to 30 Jul 2024)
    • CF4 Partner (8 Jan 2013 to 8 Dec 2019)
    • CF30 Customer (8 Jan 2013 to 16 Jun 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.