Wills & Trusts Independent Financial Planning Limited

• Principal Place of Business

  91-92 High Street

  Thame

  Oxon

  OX9 3EH

  UNITED KINGDOM

  Phone

  +4401844212907

• Complaints Contact

  91-92 High Street

  Thame

  Oxon

  OX9 3EH

  UNITED KINGDOM

  Phone

  +4401844212907

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Peter Hengel Jones

  IRN MPJ01041

  • [FCA CF] Client dealing (31 Aug 2021 to 2 Feb 2023)
  • [FCA CF] Functions requiring qualifications (31 Aug 2021 to 2 Feb 2023)
• Michael William Bennett

  IRN MXB19115

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2023)
  • CF30 Customer (10 Sep 2019 to 8 Dec 2019)
• Neil James Howchin

  IRN NJH01188

  • [FCA CF] Client dealing (23 Sep 2021 to 26 Jul 2023)
  • [FCA CF] Functions requiring qualifications (23 Sep 2021 to 26 Jul 2023)
• Rachel Phillips

  IRN RHV01008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF30 Customer (7 Apr 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Jun 2003 to 8 Dec 2019)
• Sarah Hope

  IRN SLH01145

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Feb 2025)
  • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
• Sophie Bramhill

  IRN SEB01157

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jun 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jun 2021)
  • CF30 Customer (24 Sep 2018 to 8 Dec 2019)
• Stephen Paul Street

  IRN SPS00009

  • [FCA CF] Client dealing (11 Jan 2023 to 26 Jul 2023)
  • [FCA CF] Functions requiring qualifications (11 Jan 2023 to 26 Jul 2023)
• Stuart Payne

  IRN SXP24576

  • SMF3 Executive Director (15 Mar 2020 to 30 Aug 2024)
• Suhag Sharma

  IRN SXS24011

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2023)
  • CF30 Customer (19 Nov 2019 to 8 Dec 2019)

No changes recorded yet.