Suhag Sharma

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
    • [FCA CF] Client dealing (since 15 Apr 2024)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 15 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (5 Oct 2023 to 23 Feb 2024)
    • CF30 Customer (4 Oct 2023 to 23 Feb 2024)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (300)Employed By (4 Oct 2023 to 23 Feb 2024)
  • Wills & Trusts Independent Financial Planning Limited (no longer approved here)

    FRN 223962

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2023)
    • CF30 Customer (19 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.