Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (9 Feb 2024 to 4 Mar 2026)
    • CF30 Customer (10 Oct 2023 to 4 Mar 2026)
    • [FCA CF] Client dealing (21 Aug 2023 to 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (21 Aug 2023 to 9 Feb 2024)
  • Wills & Trusts Independent Financial Planning Limited (no longer approved here)

    FRN 223962

    • [FCA CF] Client dealing (23 Sep 2021 to 26 Jul 2023)
    • [FCA CF] Functions requiring qualifications (23 Sep 2021 to 26 Jul 2023)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (9 Oct 2013 to 29 Apr 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (21 Jul 2011 to 29 Jul 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Dec 2007 to 4 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.